About this role
Provide daily regulatory compliance guidance and support for International Wealth Management activities in Singapore. Monitor legal developments, conduct desk reviews, and manage regulatory inquiries and audits to mitigate compliance risks.
Requires a minimum of 10 years of regulatory compliance experience in private banking within Singapore. Must possess deep knowledge of SFA, FAA, Banking Act, and MAS notices, along with a relevant degree.
What they're looking for
Regulatory CompliancePrivate BankingSFAFAABanking ActMAS NoticesLombard LendingInvestment Suitability
Frequently asked questions
What does a IWM Compliance VP at Nomura Holdings, inc. do?
Provide daily regulatory compliance guidance and support for International Wealth Management activities in Singapore. Monitor legal developments, conduct desk reviews, and manage regulatory inquiries and audits to mitigate compliance risks. Requires a minimum of 10 years of regulatory compliance exp…
What skills does this IWM Compliance VP role need?
Key skills for this role include Regulatory Compliance, Private Banking, SFA, FAA, Banking Act, MAS Notices.
How much does a IWM Compliance VP at Nomura Holdings, inc. pay?
The employer did not list a salary for this role. Most similar Singapore roles publish their band on the job page.
Is this IWM Compliance VP role remote, hybrid, or on-site?
This role is on-site, based in Singapore.
How do I apply for this IWM Compliance VP role?
You can apply directly on Nomura Holdings, inc.'s careers page. ApplyLah can tailor your résumé and cover letter to this exact role in seconds first.