*Entry Level* 1 Year Compliance Executive (KYC) #Njn

8.30am - 5.30pm (Mon-Fri) with 1.5-hour lunch break Up to $4,000 + 1 month completion bonus 1 Year Direct Contract Responsibilities Responsible in managing, processing and reviewing the KYC information and documents for client on-boarding or periodic review Follow thoroughly the CDD and KYC review with relevant parties e.g. external and internal stakeholders to facilitate the collection of KYC and relevant documents including tax information/documents and ensuring clients are onboarded or account information are refreshed/updated in accordance with the company’s AML/KYC standards Perform AML Risk Assessment on both account opening and periodic reviews of existing relationships. This includes reviewing the adequacy of SOW/SOF corroboration and identifying any AML risk Adhering to Company’s Standard Operating Procedures and keep abreast of changes to any regulatory requirements on AML/CFT and identify risk mitigates Ensuring established policies, procedures and processes are compliant with new requirements/changes and consistency of workflows amongst team members Participate in quality assurance processes for completed KYC profiles, ensuring all activities are documented and completed within designated deadlines. Assist with various ad-hoc regulatory-driven projects, process improvement initiatives, and general administrative/operational tasks as required by management. Requirements Diploma/Degree with at least 2 years of AML/KYC working experience preferably from financial institution sectors Entry level candidates welcome to apply Knowledge on regulatory requirements/guidelines and KYC procedures and corroboration of SOW/SOF for high-net-worth clients will be an advantage Jessica Nguyen Huynh Thanh Truc CEI Reg. No. R23113787 EA License No. 99C4599 We regret that only shortlisted candidates will be notified.