Compliance Officer

Job Description Provide regulatory advisory on MAS’ requirements. Perform gap analysis on new/revised MAS’ requirements. Maintain and review policies/procedures managed by Compliance team. Review marketing materials from a regulatory perspective. Review policies/procedures submitted by other teams and Head Office. Design and perform compliance review. Review and provide advisory on RNF. Prepare periodic compliance reports to Head Office. Monitor and disseminate MAS’ update to management, relevant teams, and Head Office. Participate or support regulatory or business projects involving Compliance team. Ad hoc tasks as assigned by Team Head. Job Requirement Minimum 5 years of relevant regulatory compliance experience within a Banking environment Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus). Well versed in Securities and Futures Act and Financial Advisers Act And Banking Act.