About this role
TD Securities is seeking a Supervisory Analyst for Research to review all public-facing research for regulatory compliance and accuracy. You will ensure timely releases, validate investment theses, and provide feedback to analysts to improve clarity and fairness of research content. The role requires FINRA Series 16, a bachelor’s degree, and CIRO proficiency within six months, with 5 years of supervisory experience in a securities firm. J-18808-Ljbffr
Frequently asked questions
What does a Director, Global Research Compliance & Editing at TD Bank do?
TD Securities is seeking a Supervisory Analyst for Research to review all public-facing research for regulatory compliance and accuracy. You will ensure timely releases, validate investment theses, and provide feedback to analysts to improve clarity and fairness of research content. The role require…
How much does a Director, Global Research Compliance & Editing at TD Bank pay?
The employer did not list a salary for this role. Most similar Singapore roles publish their band on the job page.
Is this Director, Global Research Compliance & Editing role remote, hybrid, or on-site?
The listing is based in Singapore. Check the posting for remote or hybrid options.
How do I apply for this Director, Global Research Compliance & Editing role?
You can apply directly on TD Bank's careers page. ApplyLah can tailor your résumé and cover letter to this exact role in seconds first.