About this role
The Senior Manager Advisory Compliance will oversee compliance activities related to global markets businesses, acting as a product specialist. Responsibilities include advising on regulatory developments, providing real-time advice on transactions, and creating training for the business.
Candidates should have a minimum of 15 years of relevant experience, with a solid understanding of Equities and Fixed Income markets. Knowledge of regulations and industry best practices is essential, along with the ability to identify potential risks.
What they're looking for
ComplianceEquitiesFixed IncomeRegulatory RequirementsMarket AbuseTrainingAdvisoryRisk Management
Frequently asked questions
What does a Manager / Senior Manager, Advisory Compliance (Equities) at TD do?
The Senior Manager Advisory Compliance will oversee compliance activities related to global markets businesses, acting as a product specialist. Responsibilities include advising on regulatory developments, providing real-time advice on transactions, and creating training for the business. Candidates…
What skills does this Manager / Senior Manager, Advisory Compliance (Equities) role need?
Key skills for this role include Compliance, Equities, Fixed Income, Regulatory Requirements, Market Abuse, Training.
How much does a Manager / Senior Manager, Advisory Compliance (Equities) at TD pay?
The employer did not list a salary for this role. Most similar Singapore roles publish their band on the job page.
Is this Manager / Senior Manager, Advisory Compliance (Equities) role remote, hybrid, or on-site?
This role is on-site, based in Singapore.
How do I apply for this Manager / Senior Manager, Advisory Compliance (Equities) role?
You can apply directly on TD's careers page. ApplyLah can tailor your résumé and cover letter to this exact role in seconds first.