About this role
The role involves reviewing global research products to ensure compliance with FINRA, CIRO, and jurisdictional regulations. Responsibilities include editing reports for clarity and fairness while validating financial figures and investment theses.
Candidates must have a Bachelor's degree, a FINRA Series 16 License, and at least 5 years of experience as a Supervisory Analyst. Proficiency in BlueMatrix and the ability to commit to specific early morning working hours are required.
What they're looking for
Compliance OversightEditingProofreadingFinancial AnalysisRegulatory ReportingBlueMatrixMicrosoft WordMicrosoft PowerPoint
Frequently asked questions
What does a Director - Supervisory Analyst, Research at TD do?
The role involves reviewing global research products to ensure compliance with FINRA, CIRO, and jurisdictional regulations. Responsibilities include editing reports for clarity and fairness while validating financial figures and investment theses. Candidates must have a Bachelor's degree, a FINRA Se…
What skills does this Director - Supervisory Analyst, Research role need?
Key skills for this role include Compliance Oversight, Editing, Proofreading, Financial Analysis, Regulatory Reporting, BlueMatrix.
How much does a Director - Supervisory Analyst, Research at TD pay?
The employer did not list a salary for this role. Most similar Singapore roles publish their band on the job page.
Is this Director - Supervisory Analyst, Research role remote, hybrid, or on-site?
This role is hybrid, based in Hong Kong.
How do I apply for this Director - Supervisory Analyst, Research role?
You can apply directly on TD's careers page. ApplyLah can tailor your résumé and cover letter to this exact role in seconds first.