Wellington Management logo

Senior Investment Compliance Analyst

Wellington Management

Hong KongFull-timeHybrid

Posted 25 Jun 2026

About this role

The analyst ensures investment transactions and holdings comply with client guidelines and regulatory requirements. This includes reviewing Investment Management Agreements, maintaining the Sentinel monitoring system, and providing real-time pre-trade support. Candidates must have working knowledge of equity, fixed income, and derivative securities. Prior experience in guideline monitoring, investment operations, or compliance is advantageous but not required.

What they're looking for

Guideline MonitoringInvestment OperationsComplianceEquity ProductsFixed Income ProductsDerivative SecuritiesPre-trade SupportPost-trade Exception Resolution

Frequently asked questions

What does a Senior Investment Compliance Analyst at Wellington Management do?

The analyst ensures investment transactions and holdings comply with client guidelines and regulatory requirements. This includes reviewing Investment Management Agreements, maintaining the Sentinel monitoring system, and providing real-time pre-trade support. Candidates must have working knowledge …

What skills does this Senior Investment Compliance Analyst role need?

Key skills for this role include Guideline Monitoring, Investment Operations, Compliance, Equity Products, Fixed Income Products, Derivative Securities.

How much does a Senior Investment Compliance Analyst at Wellington Management pay?

The employer did not list a salary for this role. Most similar Singapore roles publish their band on the job page.

Is this Senior Investment Compliance Analyst role remote, hybrid, or on-site?

This role is hybrid, based in Hong Kong.

How do I apply for this Senior Investment Compliance Analyst role?

You can apply directly on Wellington Management's careers page. ApplyLah can tailor your résumé and cover letter to this exact role in seconds first.