Bank Compliance Associate (Entry Level) #Njn

6 to 12 Months Contract $3500 to $3700 Job Scope • Responsible in managing, processing and reviewing the KYC information and documents for client on-boarding or periodic review • Follow thoroughly the CDD and KYC review with relevant parties e.g. external and internal stakeholders to facilitate the collection of KYC and relevant documents including tax information/documents and ensuring clients are onboarded or account information are refreshed/updated in accordance with the company’s AML/KYC standards • Perform AML Risk Assessment on both account opening and periodic reviews of existing relationships. This includes reviewing the adequacy of SOW/SOF corroboration and identifying any AML risk • Adhering to Company’s Standard Operating Procedures and keep abreast of changes to any regulatory requirements on AML/CFT and identify risk mitigates • Ensuring established policies, procedures and processes are compliant with new requirements/changes and consistency of workflows amongst team members • Participate in quality assurance processes for completed KYC profiles, ensuring all activities are documented and completed within designated deadlines. • Assist with various ad-hoc regulatory-driven projects, process improvement initiatives, and general administrative/operational tasks as required by management. Requirements • Degree in Banking and Finance, or similar • Knowledge on regulatory requirements/guidelines and KYC procedures and corroboration of SOW/SOF for high-net-worth clients will be an advantage Jessica Nguyen Huynh Thanh Truc CEI Reg. No. R23113787 EA License No. 99C4599 We regret that only shortlisted candidates will be notified.