AVP, Securities and Global Markets Oversight (Compliance Department)

This role involves integrating bank and securities compliance and AML policies to ensure consistency across entities, while overseeing group securities company compliance from the parent company's perspective. Responsibilities include advising on group policies and coordinating compliance with Japanese laws, as well as monitoring and testing compliance requirements for dual-hatted employees. Candidates must possess sound knowledge and experience in AML and compliance regulations related to securities, capital, and global markets products, including relevant Acts. Essential soft skills include good communication, the ability to navigate multiple organizations, meticulous attention to detail, collaboration, and strong stakeholder management.