About this role
Provide regulatory advice to the Private Wealth Business Unit and ensure adherence to internal policies and MAS guidelines. Conduct monitoring, testing, and quality checks for AML/CFT and KYC processes to mitigate compliance risks.
Requires 5-7 years of compliance experience in private banking or wealth management with a minimum of a bachelor's degree in Law, Finance, or a related field. Strong knowledge of SFA, FAA, and AML/CFT regulations is essential.
What they're looking for
Regulatory ComplianceInvestment SuitabilityAML/CFTKYC OnboardingCross-border ComplianceRisk AssessmentGap AnalysisMonitoring & Testing
Frequently asked questions
What does a Vice President, Private Wealth Compliance Officer (Securities) at SMBC do?
Provide regulatory advice to the Private Wealth Business Unit and ensure adherence to internal policies and MAS guidelines. Conduct monitoring, testing, and quality checks for AML/CFT and KYC processes to mitigate compliance risks. Requires 5-7 years of compliance experience in private banking or we…
What skills does this Vice President, Private Wealth Compliance Officer (Securities) role need?
Key skills for this role include Regulatory Compliance, Investment Suitability, AML/CFT, KYC Onboarding, Cross-border Compliance, Risk Assessment.
How much does a Vice President, Private Wealth Compliance Officer (Securities) at SMBC pay?
The employer did not list a salary for this role. Most similar Singapore roles publish their band on the job page.
Is this Vice President, Private Wealth Compliance Officer (Securities) role remote, hybrid, or on-site?
This role is on-site, based in Singapore.
How do I apply for this Vice President, Private Wealth Compliance Officer (Securities) role?
You can apply directly on SMBC's careers page. ApplyLah can tailor your résumé and cover letter to this exact role in seconds first.