Compliance Manager – Regional Monitoring & Surveillance

We are currently looking to speak with experienced Compliance professionals for a Manager-level opportunity in Singapore , focused on regional Compliance Monitoring and Surveillance. 🔹 Key responsibilities: • Plan and execute the regionalisation of Compliance Monitoring and Surveillance activities • Support and guide regional business units in developing and executing Compliance Monitoring Programme plans • Act as a Subject Matter Expert for Personal Account Dealing (PAD) processes, including procedures, training, employee attestations, system administration, UAT testing, breach investigations and escalation • Drive process improvements, automation and data analytics initiatives across Compliance Monitoring and Surveillance • Prepare clear and impactful reporting for senior management and Risk Committees • Support Compliance-related projects, investigations and ad hoc reviews 🔹 Key requirements: • Approximately 5+ years of experience in Asset Management, Wealth Management, Investment Banking Compliance, or related monitoring and surveillance activities • Strong understanding of risk management, internal controls, compliance requirements and testing standards • Excellent communication and analytical skills, with strong attention to detail • A proactive, innovative and continuous-improvement mindset • Prior experience in trade or electronic communications surveillance would be advantageous • Familiarity with Python and advanced Excel formulas would be desirable 📍 Location: Singapore If you are interested or know someone who may be a strong fit, please share your CV with Komal at Komal@kstalentsolutions.com . #Hiring #Compliance #ComplianceJobs #ComplianceMonitoring #Surveillance #AssetManagement #WealthManagement #InvestmentBanking #SingaporeJobs #FinancialServices #RiskManagement