About this role
The role provides risk and compliance oversight for distribution and market conduct, including assessing emerging risks and monitoring representative activities. It also involves reviewing complaints and managing third-party arrangements to ensure regulatory compliance.
Candidates need at least 4 years of experience in risk, compliance, or regulatory governance within a regulated financial institution. A degree in any discipline and a sound understanding of financial advisory regulations are required.
What they're looking for
Risk OversightCompliance MonitoringRegulatory GovernanceMarket ConductRisk AssessmentThematic ReviewsRoot Cause AnalysisThird-party Oversight
Frequently asked questions
What does a Risk & Compliance Specialist, PFA (1 Year Contract) at Prudential plc do?
The role provides risk and compliance oversight for distribution and market conduct, including assessing emerging risks and monitoring representative activities. It also involves reviewing complaints and managing third-party arrangements to ensure regulatory compliance. Candidates need at least 4 ye…
What skills does this Risk & Compliance Specialist, PFA (1 Year Contract) role need?
Key skills for this role include Risk Oversight, Compliance Monitoring, Regulatory Governance, Market Conduct, Risk Assessment, Thematic Reviews.
How much does a Risk & Compliance Specialist, PFA (1 Year Contract) at Prudential plc pay?
The employer did not list a salary for this role. Most similar Singapore roles publish their band on the job page.
Is this Risk & Compliance Specialist, PFA (1 Year Contract) role remote, hybrid, or on-site?
This role is on-site, based in Singapore.
How do I apply for this Risk & Compliance Specialist, PFA (1 Year Contract) role?
You can apply directly on Prudential plc's careers page. ApplyLah can tailor your résumé and cover letter to this exact role in seconds first.