Compliance Risk Officer - Contract

To provide compliance coverage across Asia-Pacific divisions in a financial institution. You will advise on regulatory risks, conduct investigations, and enhance control frameworks to safeguard the firm’s operations. Responsibilities Advise divisions on compliance matters including outsourcing, regulatory reporting, cloud governance, data confidentiality, and senior manager accountability to mitigate risks Conduct risk assessments and monitor adherence to regulatory requirements across Singapore, Hong Kong, and Asia-Pacific markets Perform surveillance and investigations on business activities to identify and manage compliance issues Test and improve control frameworks to ensure effectiveness and regulatory compliance Analyze regulatory changes and enforcement actions to evaluate their impact on business operations Review surveillance alerts and conduct forensic reviews to detect potential compliance breaches Draft and update policies and procedures to maintain compliance standards Deliver compliance training and communications to promote a strong compliance culture across divisions Collaborate with Vice Presidents and global teams to support compliance initiatives and respond to regulatory examinations, audits, and inquiries Required competencies and certifications Knowledge of Singapore and Hong Kong regulatory environments preferred Experience in compliance or risk management in a financial institution Proficiency in securities and derivatives markets operations Excellent interpersonal and communication skills to effectively engage stakeholders and influence compliance outcomes Strong analytical, technical, and problem-solving skills applied to compliance risk identification and mitigation Open to Auditors who have experience in financial institution audit Preferred competencies and qualifications Bachelor’s degree with relevant discipline At least 2 years of relevant experience or ex-auditors with experience in financial institutions Detail-oriented, organized, and capable of multitasking under tight deadlines Proactive, self-motivated, and collaborative team player This is currently a contract from September to December 2026, subject to extension. R110672 99C3289